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Oct. 18, 2023

Current and Former Enforcement Staffs’ Tips for Litigating Against the SEC

  • Hena Lees
    Cybersecurity Law Report
It is not always possible for a registrant to avoid an SEC enforcement action or charges; however, in some circumstances, it may be advantageous to litigate against the regulator. This article offers an overview of the SEC’s litigation program and, as discussed by an expert panel at the SEC’s Securities Enforcement Forum, examines some of the factors, tactics and approaches that potential defendants and their counsel should consider when litigation against the SEC is in the cards. See “Agency Power and Adjudication: The Government Seeks Supreme Court Review of Jarkesy v. SEC” (Jun. 21, 2023).

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Please join us on Monday, March 23, 2020, from 12:00 p.m.- 12:30 p.m. EDT for a complimentary webinar discussing the cybersecurity and privacy challenges the shift to remote working has created and how to overcome them. Registration information for the webinar is here. 

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Please join us on Wednesday, January 15, 2020, at 11:00 a.m. EST for a complimentary webinar hosted by our sister publication, the Hedge Fund Law Report, discussing issues relating to the use of alternative data by private fund managers. To register for the webinar, click here.

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